Robert S. Middlemas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Surrall Middlemas, who also goes by Rob Middlemas, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2004. Robert had worked at 5 firms and has passed the Series 66, Series 7 and Series 31 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 2010 - July 11, 2012
QUESTAR ASSET MANAGEMENT, INC.
September 2, 2010 - July 11, 2012
QUESTAR CAPITAL CORPORATION
August 10, 2007 - April 21, 2008
FIRST LEGACY SECURITIES, LLC
October 18, 2006 - April 21, 2008
FIRST LEGACY SECURITIES, LLC
November 1, 2005 - August 30, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 1, 2005 - August 30, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 30, 2004 - November 1, 2005
MORGAN STANLEY DW INC.
September 21, 2004 - November 1, 2005
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
QUESTAR ASSET MANAGEMENT, INC.
CRD#: 133358 / SEC#: 801-63747
Contact information
Red Flags
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