August Mezzetta
Professional summary
August Mezzetta was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
August is a previously registered financial professional and started their career in finance in 1970. Prior to being barred, August had worked at 9 firms, which includes MEYERS POLLOCK ROBBINS INC., BRAULT STAFFORD & CO. INC., DOUGLAS BREMEN & CO. INC., PROFESSIONAL BROKERAGE SERVICES INC., UBS FINANCIAL SERVICES INC., PAINE WEBBER JACKSON & CURTIS INCORPORATED, JSC SECURITIES INC., SHEARSON HAMMILL & CO. INCORPORATED, ORVIS BROTHERS & CO..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 26, 1990 - January 9, 1995
MEYERS POLLOCK ROBBINS, INC.
February 2, 1989 - April 5, 1990
BRAULT, STAFFORD & CO., INC.
August 12, 1988 - September 7, 1988
DOUGLAS BREMEN & CO., INC.
November 7, 1980 - August 12, 1988
PROFESSIONAL BROKERAGE SERVICES INC.
January 31, 1980 - October 29, 1980
UBS FINANCIAL SERVICES INC.
November 8, 1977 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
April 22, 1971 - November 24, 1977
JSC SECURITIES, INC.
October 14, 1970 - June 12, 1971
SHEARSON, HAMMILL & CO., INCORPORATED
April 15, 1970 - May 30, 1971
ORVIS BROTHERS & CO.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 40
Date: 4/13/1970
Registered Principal ExaminationCurrent Firm
MEYERS POLLOCK ROBBINS, INC.
CRD#: 13436 / SEC#: , 8-11797
Contact information
Documents
Red Flags
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