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LM

Leonard Mezei

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CRD#: 333433
LM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Leonard Mezei was a registered financial professional .

Leonard is a previously registered financial professional and started their career in finance in 1971. Leonard had worked at 7 firms and has passed the Series 1 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

August 29, 2003 - February 5, 2004

FRANKLIN SECURITIES L.L.C.

BD
CRD#: 44740
FOXBORO, MA
Past

November 19, 1989 - July 31, 2000

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

May 21, 1986 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

BD
CRD#: 6403
Past

February 25, 1976 - December 23, 1981

MHL INVESTMENTS

BD
CRD#: 2535
Past

March 28, 1972 - July 15, 1978

AMFCO SECURITIES, INC.

BD
CRD#: 1045
Past

September 22, 1971 - December 15, 2000

BERKSHIRE EQUITY SALES, INC.

BD
CRD#: 87
PITTSFIELD, MA
Past

March 17, 1971 - October 30, 1971

VP DISTRIBUTORS LLC

BD
CRD#: 3036

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 1
Date: 3/11/1971
Registered Representative Examination

Current Firm


FS
FRANKLIN SECURITIES L.L.C.
FRANKLIN SECURITIES L.L.C.

CRD#: 44740 / SEC#: , 8-50801

BD
Terminated by SEC on 04/23/2004
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Contact information


Main Address
Mailing Address
Phone number
Established
Delaware since 12/08/1997
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
G.H. CAPITAL LLCSHAREHOLDER

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FRANKLIN SECURITIES L.L.C.

CRD#: 44740

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