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LM

Luverne A. Meyer

Some features on this profile are disabled
CRD#: 333171
LM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Luverne Aloys Meyer was a registered financial professional .

Luverne is a previously registered financial professional and started their career in finance in 1965. Luverne had worked at 4 firms and has passed the Series 63, Series 6, Series 1, Series 26 and Series 00 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 5, 2002 - April 8, 2003

AURA FINANCIAL SERVICES, INC.

BD
CRD#: 42822
BIRMINGHAM, AL
Past

December 1, 1999 - May 31, 2002

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
OAKDALE, MN
Past

December 9, 1986 - April 15, 1998

PFS INVESTMENTS INC.

BD
CRD#: 10111
DULUTH, GA
Past

May 26, 1965 - January 15, 1972

INVESCO DISTRIBUTORS, INC.

BD
CRD#: 289

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/4/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6
Date: 12/4/1986
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 1
Date: 2/23/1962
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 7/21/1988
Investment Company Products/Variable Contracts Principal Examination
Principal/Supervisory Exam
RR
Series 00
Date: 2/25/1971
General Securities Principal Examination

Current Firm

AF
AURA FINANCIAL SERVICES, INC.
AURA FINANCIAL SERVICES, INC.

CRD#: 42822 / SEC#: , 8-50020

BD
Revoked by SEC on 02/22/2010
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Contact information

Main Address
Mailing Address
Phone number
Established
Alabama since 11/27/1996
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
GAUTNEY, TIMOTHY MICHAELPRESIDENT2552149
GAUTNEY, TIMOTHY MICHAELSECRETARY2552149
COOPER, SHAUN MICHAELDIRECTOR OF OPERATIONS4254365
COOPER, SHAUN MICHAELSROP4254365
KING, LOYD GILFORDTREASURER2892687
WOODRUFF, JOHN WESLEY JRCROP2625285
WOODRUFF, JOHN WESLEY JRCHIEF COMPLIANCE OFFICER2625285

Disclosures

Regulatory Event8
Civil Event1
Arbitration5

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AURA FINANCIAL SERVICES, INC.

CRD#: 42822

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