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Gary L. Meyer

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CRD#: 333057
GM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gary Lee Meyer was a registered financial professional .

Gary is a previously registered financial professional and started their career in finance in 1972. Gary had worked at 4 firms and has passed the Series 63, Series 7, Series 5, Series 1, Series 24, Series 4 and Series 40 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 28, 1994 - February 1, 1995

ACCUTRADE INC.

BD
CRD#: 13564
Past

May 3, 1976 - January 20, 1987

MORGAN STANLEY DW INC.

BD
CRD#: 7556
Past

June 4, 1974 - February 24, 1978

DEAN WITTER & CO. INCORPORATED

BD
CRD#: 6466
Past

March 14, 1972 - June 18, 1974

DAIN, KALMAN & QUAIL, INCORPORATED

BD
CRD#: 202

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 6/14/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 5
Date: 12/11/1982
Interest Rate Options Examination
General Industry/Product Exam
RR
Series 1
Date: 3/2/1972
Registered Representative Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 40
Date: 4/22/1976
Registered Principal Examination

Current Firm


AI
ACCUTRADE INC.
ACCUTRADE INC. | FIRST NATIONAL BROKERAGE SERVICES, INC.

CRD#: 13564 / SEC#: , 8-29514

BD
Terminated by SEC on 01/10/2003
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Contact information


Main Address
Mailing Address
Phone number
Established
Nebraska since 12/20/1982
Firm type
Corporation
Fiscal year end
September
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
AMERITRADE HOLDING CORPORATIONPARENT COMPANY
GIBSON, MARK ALANSR. VP, GENERAL MANAGER2411853
KRUEGER, CURTIS LDIRECTOR OF TRADING, CROP, SROP2237386
MACDONALD, JOHN RANALDCFO, FINOP2540475
RICKETTS, JOHN PETERTREASURER2446207
RICKETTS, MARLENE MARGARETEXECUTIVE VP, SECRETARY716021

Disclosures


Regulatory Event2
Arbitration5

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ACCUTRADE INC.

CRD#: 13564

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