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Frederick William Meyer

CRD# 333056·Registered 1968 - 2013
Previously Registered: Being a previously registered professional could mean that Frederick is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Frederick William Meyer, who also goes by Frederick Wm Meyer, was a registered financial advisor. Frederick was a previously registered financial professional and started their career in finance 1968 - 2013. Frederick had worked at 6 firms and has passed the Series 1, Series 24 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Frederick Wm Meyer

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

59 years in the financial services industry

Current & Past Employments

VANDERBILT SECURITIES, LLC·CRD# 5953
BD
Woodbury, NY
September 1, 2006 - July 1, 2013
AEGIS CAPITAL CORP.·CRD# 15007
BD
New York, NY
April 7, 2005 - September 5, 2006
YANKEE FINANCIAL GROUP, INC.·CRD# 17966
BD
Melville, NY
June 19, 2002 - June 30, 2005
WISE PLANNING CORP.·CRD# 899
BD
Hicksville, NY
December 19, 1983 - April 22, 2003
PYRAMID FUNDS CORPORATION·CRD# 3110
BD
November 3, 1976 - April 24, 1984
CNA INVESTOR SERVICES, INC.·CRD# 163
BD
May 28, 1968 - November 3, 1976

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Current Firm

VS
VANDERBILT SECURITIES, LLC

RICHARDT-ALYN & CO. | VANDERBILT SECURITIES, LLC | VANDERBILT SECURITIES

CRD#: 5953 / SEC#: 8-16712
BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)

Contact Information

Main Address

125 Froehlich Farm Blvd., Woodbury, NY 11797

Mailing Address

125 Froehlich Farm Blvd., Woodbury, NY 11797

Phone Number

(631) 845-5100

Established

New York since 12/05/2001

Firm Type

Limited Liability Company

Fiscal Year End

September

Firm Size

Medium

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
VANDERBILT CAPITAL, LLCSOLE OWNER—
ANTENOR, JR, DANIELCHIEF OPERATIONS OFFICER/OPTIONS/MUNI5839052
DISTANTE, STEPHEN ALFREDCEO - LIMITED PARTNER2206574
PLAPP, MEGAN LYNNFINOP, POO, PFO, CFO6790596
THOMAS, MICHELLE DENISECHIEF COMPLIANCE OFFICER2210435
TRIFILETTI, JOSEPH JOHNPRESIDENT5295897

Disclosures

Regulatory Event

5

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 1 — Registered Representative Examination

Passed Nov 1967

Series 24 — General Securities Principal Examination

Passed Oct 2001About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Aug 1988About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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