Dale D. Meyer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dale David Meyer was a registered financial professional .
Dale is a previously registered financial professional and started their career in finance in 1970. Dale had worked at 9 firms and has passed the Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 1994 - December 13, 1994
FIRST SIERRA INVESTMENT COMPANY, INC.
February 25, 1991 - December 23, 1991
FIRST SIERRA INVESTMENT COMPANY, INC.
May 20, 1987 - April 2, 1991
BENNETT SECURITIES CORPORATION
August 7, 1985 - June 3, 1987
SYNDEX SECURITIES CORPORATION
October 19, 1984 - December 18, 1986
LYNOTT SECURITIES, INC.
March 9, 1984 - April 16, 1986
HIGHLANDS SECURITIES CORPORATION
December 8, 1983 - November 29, 1984
INVESTACORP, INC.
May 12, 1977 - June 30, 1983
HIGHLANDS SECURITIES CORPORATION
June 29, 1976 - May 11, 1977
BELFORD HAMMERBECK, INC
April 6, 1973 - June 26, 1976
FOSTER & MARSHALL INC.
June 8, 1970 - April 29, 1973
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/11/1969
Registered Representative ExaminationSeries 40
Date: 7/7/1977
Registered Principal ExaminationCurrent Firm
FIRST SIERRA INVESTMENT COMPANY, INC.
CRD#: 18624 / SEC#: , 8-38795
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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