Milton E. Metzler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Milton Edward Metzler was a registered financial professional .
Milton is a previously registered financial professional and started their career in finance in 1970. Milton had worked at 5 firms and has passed the Series 1, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 2003 - March 14, 2008
SAXONY SECURITIES, INC.
November 12, 1993 - September 8, 2003
CLEARING SERVICES OF AMERICA, INC.
June 30, 1977 - October 15, 1993
M. E. METZLER ORGANIZATION, INC.
January 21, 1977 - July 9, 1977
July 20, 1970 - November 1, 1975
STIFEL, NICOLAUS & COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/9/1956
Registered Representative ExaminationF04
Date: 3/4/1977
Financial Principal ExaminationSeries 40
Date: 3/13/1971
Registered Principal ExaminationCurrent Firm
SAXONY SECURITIES, INC.
CRD#: 115547 / SEC#: , 8-53490
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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