J. Armistead T. Browning
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
J. Armistead Tyler Browning, who also goes by J Armistead Browning, J Armistead Tyler Browning, was a registered financial professional .
J. Armistead is a previously registered financial professional and started their career in finance in 1969. J. Armistead had worked at 11 firms and has passed the Series 63, Series 7TO, SIE, Series 1 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 2016 - September 1, 2021
KESTRA ADVISORY SERVICES, LLC
June 21, 1999 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
June 1, 1999 - September 1, 2021
KESTRA INVESTMENT SERVICES, LLC
November 19, 1989 - June 2, 1999
OSAIC WEALTH, INC.
April 11, 1989 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
June 8, 1988 - April 19, 1989
INTEGRATED RESOURCES INVESTMENT CENTERS, INC.
May 2, 1987 - June 20, 1988
AUGUSTA SECURITIES, INC.
February 19, 1987 - June 21, 1988
VSR FINANCIAL SERVICES, INC.
October 8, 1985 - October 10, 1986
O. R. SECURITIES, INC.
November 17, 1982 - January 12, 1987
VICORP SECURITIES, INC.
July 6, 1981 - October 8, 1985
WZW FINANCIAL SERVICES, INC.
March 4, 1969 - September 12, 1981
TOUCHSTONE SECURITIES, INC.
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 2/27/1969
Registered Representative ExaminationCurrent Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
