Gary W. Messinger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Wayne Messinger was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1971. Gary had worked at 14 firms and has passed the SIE, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2002 - August 8, 2018
GRODSKY ASSOCIATES, INC.
January 1, 2002 - April 9, 2002
VFINANCE INVESTMENTS, INC
November 7, 2000 - January 1, 2002
FIRST COLONIAL SECURITIES
October 26, 1995 - November 9, 2000
GRUNTAL & CO., L.L.C.
September 15, 1989 - October 31, 1995
PRUDENTIAL EQUITY GROUP, LLC
February 22, 1989 - September 15, 1989
THOMSON MCKINNON SECURITIES INC.
January 17, 1989 - October 31, 1995
PRUDENTIAL EQUITY GROUP, LLC
June 4, 1987 - January 24, 1989
THOMSON MCKINNON SECURITIES INC.
September 29, 1982 - May 1, 1987
PHILIPS, APPEL & WALDEN, INC.
April 11, 1980 - October 5, 1982
KKL & CO., INC.
October 6, 1978 - February 7, 1984
A. L. WILLIAMSON & COMPANY
November 10, 1976 - November 3, 1978
B-R SECURITIES CORP.
May 16, 1974 - December 9, 1976
PHILIPS, APPEL & WALDEN, INC.
August 23, 1973 - September 5, 1975
PRESSMAN, FROHLICH & FROST, INC.
March 26, 1973 - September 7, 1973
INVESTORS ASSOCIATES, INC.
October 14, 1971 - June 23, 1974
TODD AND COMPANY, INC.
April 21, 1971 - November 13, 1971
CARLTON-CAMBRIGE & COMPANY INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 2/6/1989
AMEX Put and Call ExamSeries 1
Date: 4/15/1971
Registered Representative ExaminationCurrent Firm
GRODSKY ASSOCIATES, INC.
CRD#: 29148 / SEC#: , 8-44131
Contact information
FINRA licenses (12 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GRODSKY, SHELDON | PRESIDENT, TREASURER, SECRETARY, CHIEF EXECUTIVE OFFICER, CFO, ROP, SROP, CROP, CHIEF COMPLIANCE OFFICER, FINOP | 870498 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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