Maynard I. Merel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maynard Irving Merel, who also goes by Maynard Merel, was a registered financial professional .
Maynard is a previously registered financial professional and started their career in finance in 1969. Maynard had worked at 6 firms and has passed the Series 63, Series 7, Series 1, Series 27, Series 24 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 1988 - August 8, 1989
ALLEGIANCE SECURITIES, INC.
March 25, 1988 - September 29, 1988
GREELEY SECURITIES, INC.
January 27, 1987 - June 2, 1988
RANDOLPH BROWN SECURITIES CORPORATION
November 18, 1986 - January 29, 1987
DIVERSIFIED EQUITIES CORP.
November 6, 1985 - January 28, 1986
DENTON & COMPANY, INCORPORATED
March 25, 1969 - April 9, 1976
MAYNARD, MEREL & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/23/1968
Registered Representative ExaminationSeries 00
Date: 12/3/1968
General Securities Principal ExaminationCurrent Firm
ALLEGIANCE SECURITIES, INC.
CRD#: 16213 / SEC#: , 8-33492
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
