Kent A. Meredith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kent Allan Meredith was a registered financial professional .
Kent is a previously registered financial professional and started their career in finance in 1981. Kent had worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2010 - November 18, 2016
RESOURCE INVESTMENT ARCHITECTS, INC.
March 24, 2010 - November 18, 2016
INVESTMENT ARCHITECTS, INC.
October 20, 1994 - March 11, 2010
IPG SECURITIES CORPORATION
September 23, 1981 - December 31, 2010
RAINTREE INVESTMENT MANAGEMENT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RESOURCE INVESTMENT ARCHITECTS, INC.
CRD#: 111894 / SEC#: 801-56409
Contact information
Regulatory assets under management
| Total Number of Accounts | 2,222 |
| AUM (Assets Under Management) | $ 416,224,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/22/2021 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
