John A. Mendelson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Acker Mendelson was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1970. John had worked at 13 firms and has passed the Series 65, Series 63, Series 87, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 2011 - August 18, 2014
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC
October 22, 2010 - May 19, 2011
CAPFI PARTNERS LLC
August 26, 2010 - May 18, 2011
POTOMAC RESEARCH GROUP
June 30, 2005 - March 12, 2009
STANFORD GROUP COMPANY
January 10, 2005 - June 7, 2005
LEERINK PARTNERS LLC
April 1, 2003 - November 11, 2004
CHARLES SCHWAB & CO., INC.
September 1, 2000 - April 1, 2003
UBS CAPITAL MARKETS L.P.
May 16, 1997 - September 7, 2000
CHARLES SCHWAB & CO., INC.
January 25, 1990 - June 7, 1994
LANGDON P. COOK GOVERNMENT SECURITIES, LLC
February 2, 1984 - January 20, 1990
MORGAN STANLEY DW INC.
February 27, 1980 - January 26, 1984
MORGAN STANLEY & CO. LLC
May 18, 1978 - February 27, 1980
MORGAN STANLEY & CO., INCORPORATED
January 28, 1976 - May 16, 1978
WHITE, WELD & CO. INCORPORATED
February 17, 1970 - January 29, 1976
MENDELSON JOHN A INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/20/1963
Registered Representative ExaminationSeries 40
Date: 5/7/1970
Registered Principal ExaminationCurrent Firm
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC
CRD#: 28195 / SEC#: , 8-43515
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EVERCORE PARTNERS SERVICES EAST LLC | CORPORATION | |
| CASEY, KEVIN MICHAEL | CHIEF COMPLIANCE OFFICER | 4754440 |
| FORTUNA, TERRI HUNT | CHIEF OPERATING OFFICER | 3050362 |
| HYMAN, EDWARD S JR | EXECUTIVE | 804864 |
| MYERS, CHARLES AUSTIN | EXECUTIVE | 2353275 |
| RUTITSKIY, DMITRIY | CHIEF FINANCIAL OFFICER/FINOP | 6117665 |
| SINGH, VINAYAK | EXECUTIVE | 1969533 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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