William D. Melnyk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Daniel Melnyk was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1971. William had worked at 8 firms and has passed the Series 65, Series 63, SIE, PC, Series 3, Series 5 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 2006 - December 7, 2017
CANTELLA & CO., INC.
January 2, 2004 - May 31, 2006
GREENWICH GLOBAL, LLC
January 2, 2002 - December 31, 2003
OPPENHEIMER & CO. INC.
August 7, 2001 - January 2, 2002
JOSEPHTHAL & CO., INC.
May 25, 1999 - August 7, 2001
GILFORD SECURITIES INCORPORATED
January 4, 1990 - May 14, 1999
UBS FINANCIAL SERVICES INC.
February 15, 1988 - January 15, 1990
LEHMAN BROTHERS INC.
November 16, 1971 - February 15, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 12/3/1990
AMEX Put and Call ExamSeries 5
Date: 10/2/1981
Interest Rate Options ExaminationSeries 1
Date: 11/15/1971
Registered Representative ExaminationCurrent Firm
CANTELLA & CO., INC.
CRD#: 13905 / SEC#: 801-60841, 8-23904
Contact information
FINRA licenses (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,665 |
| AUM (Assets Under Management) | $ 1,929,399,963 |
Disclosures
| Regulatory Event | 19 |
| Civil Event | 1 |
| Arbitration | 6 |
| Bond | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/27/2023 | ||
| 11/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
