Gordon R. Meisner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gordon Ronald Meisner was a registered financial professional .
Gordon is a previously registered financial professional and started their career in finance in 1969. Gordon had worked at 6 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2004 - December 31, 2014
SPC
October 17, 2000 - December 31, 2014
SIGMA FINANCIAL CORPORATION
February 9, 1982 - August 10, 1989
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
April 3, 1981 - October 17, 2000
MUTUAL SERVICE CORPORATION
March 10, 1970 - May 29, 1981
LINSCO FINANCIAL GROUP, INC.
July 11, 1969 - June 26, 1976
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
Primary Firm SEC Registration
SPC
CRD#: 110692 / SEC#: 801-20404
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/8/1964
Registered Representative ExaminationCurrent Firm
SPC
CRD#: 110692 / SEC#: 801-20404
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
