Wilbur S. Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wilbur Steven Brown, who also goes by Steve Brown, W. Steve Brown, was a registered financial professional .
Wilbur is a previously registered financial professional and started their career in finance in 1973. Wilbur had worked at 9 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 6, 2001 - February 25, 2002
HIGH MARK SECURITIES, INC.
June 22, 2000 - July 5, 2001
HORNOR, TOWNSEND & KENT, LLC
August 5, 1998 - June 23, 2000
TOWER SQUARE SECURITIES, INC.
February 25, 1992 - August 4, 1998
HORNOR, TOWNSEND & KENT, LLC
January 5, 1990 - November 14, 1991
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 6, 1987 - October 23, 1989
TRANSAMERICA SECURITIES SALES CORPORATION
July 25, 1985 - October 23, 1989
TRANSAMERICA FINANCIAL ADVISORS, INC.
December 3, 1984 - September 3, 1987
HORNOR, TOWNSEND & KENT, LLC
June 12, 1984 - October 26, 1984
CINCINNATI ANALYSTS, INC.
July 19, 1983 - July 20, 1984
HORNOR, TOWNSEND & KENT, LLC
April 23, 1982 - October 24, 1983
GREEN HILL FINANCIAL SERVICE CORPORATION
April 8, 1975 - March 30, 1982
HORNOR, TOWNSEND & KENT, LLC
January 17, 1974 - April 3, 1975
GUARDIAN INVESTOR SERVICES LLC
February 21, 1973 - July 15, 1974
HORNOR, TOWNSEND & KENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/13/1973
Registered Representative ExaminationCurrent Firm
HIGH MARK SECURITIES, INC.
CRD#: 42467 / SEC#: , 8-49858
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
