John B. Meehan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Bernard Meehan, who also goes by Jack Meehan, John B Meehan, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1971. John had worked at 8 firms and has passed the Series 63, Series 14, Series 4, Series 12 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 1998 - November 14, 2001
HD BROUS & CO., INC.
October 7, 1997 - July 24, 1998
TRADE-WELL DISCOUNT INVESTING, LLC.
November 22, 1995 - March 14, 1997
EARLYBIRDCAPITAL, INC.
November 17, 1995 - July 24, 1998
JOSEPHTHAL & CO., INC.
October 23, 1990 - November 8, 1995
DOMINICK & DICKERMAN LLC
October 10, 1989 - September 28, 1990
PRUDENTIAL EQUITY GROUP, LLC
August 10, 1979 - January 15, 1982
REGAL SECURITIES BROKERAGE, INC.
March 10, 1971 - October 24, 1989
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 12
Date: 10/3/1975
NYSE Branch Manager ExaminationSeries 40
Date: 3/8/1971
Registered Principal ExaminationCurrent Firm
HD BROUS & CO., INC.
CRD#: 22062 / SEC#: , 8-39382
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROUS, ELLEN | SECRETARY | 2375949 |
| BROUS, HOWARD DAVID | CHAIRMAN OF THE BOARD | 31868 |
| BROUS, ROBERT JASON | CHIEF EXECUTIVE OFFICER | 2999689 |
| DILLON, JOHN JOSEPH | DIRECTOR OF COMPLIANCE, CHIEF COMPLIANCE OFFICER | 4470999 |
| GREEN, RUSSELL PAUL | CROP & SROP | 1391627 |
| REINKRAUT, BARRY A | FINOP | 1696327 |
| SINE, BARRY MICHAEL | SUPERVISORY ANALYST | 2155603 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
