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JM

John Bernard Meehan

CRD# 331048·Registered 1971 - 2001
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Bernard Meehan, who also goes by Jack Meehan, John B Meehan, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1971 - 2001. John had worked at 8 firms and has passed the Series 63, Series 14, Series 4, Series 12 and Series 40 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jack Meehan, John B Meehan

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

55 years in the financial services industry

Current & Past Employments

HD BROUS & CO., INC.·CRD# 22062
BD
Great Neck, NY
August 27, 1998 - November 14, 2001
TRADE-WELL DISCOUNT INVESTING, LLC.·CRD# 24645
BD
San Diego, CA
October 7, 1997 - July 24, 1998
EARLYBIRDCAPITAL, INC.·CRD# 28629
BD
Melville, NY
November 22, 1995 - March 14, 1997
JOSEPHTHAL & CO., INC.·CRD# 3227
BD
New York, NY
November 17, 1995 - July 24, 1998
DOMINICK & DICKERMAN LLC·CRD# 7344
BD
Old Greenwich, CT
October 23, 1990 - November 8, 1995
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
October 10, 1989 - September 28, 1990
REGAL SECURITIES BROKERAGE, INC.·CRD# 7986
BD
August 10, 1979 - January 15, 1982
THOMSON MCKINNON SECURITIES INC.·CRD# 829
BD
New York, NY
March 10, 1971 - October 24, 1989

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Current Firm

HB
HD BROUS & CO., INC.

H.D. BROUS & CO. | HD BROUS & CO., INC.

CRD#: 22062 / SEC#: 8-39382
BD
Terminated by SEC on 05/29/2005

Contact Information

Established

Delaware since 10/08/1987

Firm Type

Corporation

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
BROUS, ELLENSECRETARY2375949
BROUS, HOWARD DAVIDCHAIRMAN OF THE BOARD31868
BROUS, ROBERT JASONCHIEF EXECUTIVE OFFICER2999689
DILLON, JOHN JOSEPHDIRECTOR OF COMPLIANCE, CHIEF COMPLIANCE OFFICER4470999
GREEN, RUSSELL PAULCROP & SROP1391627
REINKRAUT, BARRY AFINOP1696327
SINE, BARRY MICHAELSUPERVISORY ANALYST2155603

Disclosures

Regulatory Event

10

Arbitration

3

Bond

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1994About the Series 63 exam

Series 14 — Compliance Officer Examination

Passed Sep 1989About the Series 14 exam

Series 4 — Registered Options Principal Examination

Passed Sep 1977About the Series 4 exam

Series 12 — NYSE Branch Manager Examination

Passed Oct 1975

Series 40 — Registered Principal Examination

Passed Mar 1971

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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