John M. Medvetz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Michael Medvetz was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1970. John had worked at 7 firms and has passed the Series 63, Series 55, PC, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 1999 - January 31, 2014
BOENNING & SCATTERGOOD, INC.
November 3, 1987 - December 2, 1998
LEGG MASON WOOD WALKER, INCORPORATED
October 30, 1987 - November 4, 1987
LEGG MASON MASTEN INC.
July 7, 1982 - December 2, 1998
LEGG MASON WOOD WALKER, INCORPORATED
June 7, 1982 - July 12, 1982
PRUDENTIAL EQUITY GROUP, LLC
November 4, 1976 - August 11, 1982
ELKINS & CO.
August 26, 1974 - October 18, 1976
W. H. NEWBOLD'S SON & CO.
June 8, 1970 - June 17, 1975
SCHMIDT, ROBERTS & PARKE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/1/2000
Limited Representative-Equity Trader ExamPC
Date: 2/1/1978
AMEX Put and Call ExamSeries 1
Date: 7/15/1963
Registered Representative ExaminationSeries 00
Date: 5/25/1970
General Securities Principal ExaminationCurrent Firm
BOENNING & SCATTERGOOD, INC.
CRD#: 100 / SEC#: 801-68111, 8-15543
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BOENNING & SCATTERGOOD HOLDINGS | HOLDING CO OF BOENNING & SCATTERGOOD INC | |
| MADDALONI, ANDREW MICHAEL | DIRECTOR | 2825865 |
| MARA, GEORGE MICHAEL JR | CHIEF COMPLIANCE OFFICER | 1574331 |
| MARA, GEORGE MICHAEL JR | PRESIDENT | 1574331 |
| SCATTERGOOD, HAROLD FRANCIS JR | DIRECTOR | 412133 |
| STANNARD, JEFFREY TAPPAN | DIRECTOR | 1337225 |
| WEIGAND, DALE ROBERT | DIRECTOR, CHIEF FINANCIAL OFFICER,FINOP | 1374549 |
Regulatory assets under management
| Total Number of Accounts | 1,321 |
| AUM (Assets Under Management) | $ 1,157,621,985 |
Disclosures
| Regulatory Event | 22 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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