Eric H. Medrow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric H Medrow was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1967. Eric had worked at 15 firms and has passed the Series 65, Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2002 - January 2, 2004
ALLSTATE FINANCIAL SERVICES, LLC
October 13, 1999 - November 15, 2000
TRIAD ADVISORS LLC
June 1, 1994 - February 10, 1998
MANNING & NAPIER INVESTOR SERVICES, INC.
September 30, 1992 - December 31, 1993
ADVANTAGE CAPITAL CORPORATION
July 14, 1989 - September 28, 1990
MARKETING ONE SECURITIES, INC.
June 25, 1987 - December 15, 1988
AMA INVESTMENT ADVISERS, INC.
January 24, 1986 - November 11, 1986
SECURITY DISTRIBUTORS
January 24, 1986 - March 19, 1987
SBL PLANNING, INC.
July 26, 1983 - June 12, 1987
HACKETT ASSOCIATES, INC.
December 4, 1981 - August 11, 1983
LOWRY FINANCIAL SERVICES CORPORATION
November 26, 1980 - February 17, 1982
FEDERATED SECURITIES CORP.
April 3, 1973 - April 20, 1975
CAPITAL PLANNING ASSOCIATES
January 4, 1971 - June 8, 1971
VANSANCO SERVICES, INC.
November 27, 1970 - May 9, 1971
FRANK AND DRAKE, INCORPORATED
September 1, 1967 - March 1, 1972
ROBINSON AND CO INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/28/1967
Registered Representative ExaminationCurrent Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
