Timothy C. Medley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Cox Medley was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1969. Timothy had worked at 5 firms and has passed the Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2005 - September 30, 2020
SOUNDPATH INVESTMENT ADVISORS, LLC
November 1, 2002 - March 24, 2005
MEDLEY & BROWN
September 22, 1995 - October 24, 2002
MEDLEY & BROWN
June 27, 1984 - December 19, 1994
SOUTH BEACH SECURITIES, INC.
April 24, 1975 - August 7, 1984
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 29, 1969 - October 29, 1975
FINANCIAL SERVICES CORPORATION OF AMERICA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/11/1967
Registered Representative ExaminationSeries 00
Date: 6/6/1974
General Securities Principal ExaminationCurrent Firm
SOUNDPATH INVESTMENT ADVISORS, LLC
CRD#: 133587 / SEC#: 801-63763
Contact information
Regulatory assets under management
| Total Number of Accounts | 534 |
| AUM (Assets Under Management) | $ 746,836,551 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
