David L. Meckenstock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Lee Meckenstock, who also goes by Dave Meckenstock, was a registered financial advisor .
David is a previously registered financial advisor and started their career in finance in 1971. David had worked at 11 firms and has passed the Series 63, Series 1, Series 53, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 1999 - March 18, 2005
MAIN STREET SECURITIES, LLC
August 7, 1987 - March 29, 2005
MAIN STREET ADVISORS, LLC
July 28, 1986 - September 24, 1999
PROFESSIONAL INVESTMENT SERVICES, INC.
June 19, 1983 - November 25, 1986
AETNA LIFE INSURANCE AND ANNUITY COMPANY
May 6, 1982 - August 5, 1986
LPL FINANCIAL LLC
January 29, 1982 - June 10, 1982
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
February 25, 1980 - December 8, 1981
CITIGROUP GLOBAL MARKETS INC.
September 21, 1979 - February 22, 1980
B.C. CHRISTOPHER SECURITIES CO.
July 28, 1976 - July 4, 1979
HORNOR, TOWNSEND & KENT, LLC
June 15, 1974 - September 12, 1976
HIMCO DISTRIBUTION SERVICES COMPANY
February 4, 1974 - August 20, 1975
HARTFORD VARIABLE ANNUITY LIFE LIFE INSURANCE COMPANY
November 8, 1971 - January 11, 1974
HORNOR, TOWNSEND & KENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/2/1971
Registered Representative ExaminationSeries 28
Date: 10/24/2001
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
MAIN STREET SECURITIES, LLC
CRD#: 47127 / SEC#: , 8-51685
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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