Timothy F. Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Frank Brown, who also goes by Timothy F Brown, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1973. Timothy had worked at 10 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 2011 - August 3, 2013
CONCORDE INVESTMENT SERVICES, LLC
September 18, 2008 - December 31, 2010
EFG INVESTOR SERVICES, LLC
December 1, 2006 - April 20, 2011
PROFESSIONAL ASSET MANAGEMENT, INC.
October 10, 2001 - December 12, 2006
BRECEK & YOUNG ADVISORS, INC.
March 8, 2001 - December 12, 2006
BRECEK & YOUNG ADVISORS, INC.
September 18, 2000 - March 6, 2001
DONAHUE SECURITIES, INC.
January 6, 1993 - September 20, 2000
PRIM SECURITIES, INCORPORATED
January 10, 1990 - December 31, 1992
MARINER FINANCIAL SERVICES, INC.
February 17, 1983 - December 13, 1989
OSAIC FS, INC.
May 26, 1982 - November 5, 1982
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
November 2, 1979 - May 3, 1982
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
March 7, 1973 - August 2, 1979
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/3/1973
Registered Representative ExaminationCurrent Firm
CONCORDE INVESTMENT SERVICES, LLC
CRD#: 151604 / SEC#: , 8-68388
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CONCORDE HOLDINGS INC. | OWNER / MANAGING MEMBER | |
| ARNOLD, AMY PERRYMAN | CHIEF DUE DILIGENCE OFFICER | 3037672 |
| DELONGCHAMP, DANIELLE LEIGH | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4901901 |
| GAKENHEIMER, JOHN HERBERT | REGISTERED OPTIONS PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL | 810171 |
| HOFER, KATHLEEN ANN | FINOP, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1087639 |
| LOBERG, NICHOLAS | DIRECTOR OF BROKERAGE OPERATIONS | 6778518 |
| MCMURRY, KEITH | CHIEF OPERATIONS OFFICER | 5647966 |
| STACEY, JENNIFER LEIGH | CHIEF COMPLIANCE OFFICER | 2536581 |
| WOOLSON, NICOLE RENEE | DIRECTOR OF COMPLIANCE | 3143232 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
