PM
Paul B. Means
MEANS WEALTH MANAGEMENT
Bangor, ME 04401-3614
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CRD#: 330815
PM
Professional summary
Paul Banwell Means is a registered financial advisor currently at MEANS WEALTH MANAGEMENT located in Bangor, Maine.
Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1971. Paul has worked at 1 firm and has passed the Series 63, SIE, Series 1 and Series 00 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Chairman of Investment Committee for their 2 endowments; Present Board Member; Bangor Region YMCA; Location: 17 2nd St Bangor ME 04401 United States; Description of the business: A charitable organization that supports children, adults and families in their lifelong quest for physical, emotional and social wellness.; Responsibilities Duties: Run the Investment Committee Meeting and provide investment suggestions; cannot make sole decisions on my own; ; Start date with business: 2015-01-15; Hours per month devoted to business during trading hours: 3; Hours per month devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 0. Club Member/Chairman of Investment Committee at Penobscot Associates, Inc.; Investment related: Yes; Location: 92 Main Trl Hampden ME 04444 United States; Description of the business: Investment Club started in 1957 that consists of 50 members; Responsibilities Duties: A participant in selecting investments for the club (Stock, ETF and mutual fund investments); Start date: 1977-06-01; Hours per month devoted to business during trading hours: 3; Hours per month devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 0.
CRS (Client Relationship Summary) - RIA
Click below to view Paul Banwell Means's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 8, 2010 - Present
MEANS WEALTH MANAGEMENT
Office #1: 802 Stillwater Ave., Bangor, ME 04401-3614RIA
CRD#: 2748
Bangor, ME
Past
August 8, 2002 - July 20, 2005
MEANS WEALTH MANAGEMENT
RIA
CRD#: 2748
BANGOR, ME
Past
November 1, 1971 - February 5, 2019
MEANS WEALTH MANAGEMENT
BD
CRD#: 2748
BANGOR, ME
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MEANS WEALTH MANAGEMENT
MEANS INVESTMENT CO., INC. | MEANS WEALTH MANAGEMENT | MEANS INVESTMENT COMPANY
CRD#: 2748 / SEC#: 801-80992, 8-27458
RIA
Registered Investment Advisory firm - SEC (2/19/2015 Approved)Maine
Registered Investment Advisory firm - SEC (2/24/2015 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (3/26/2007 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (7/20/2005 Terminated)BD
Terminated by SEC on 03/31/2019
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maine(7/8/2010)
IAR
Texas(5/15/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 10/26/1971
Registered Representative ExaminationPrincipal/Supervisory Exam
RR
Series 00
Date: 11/30/1971
General Securities Principal ExaminationCurrent Firm
MEANS WEALTH MANAGEMENT
MEANS INVESTMENT CO., INC. | MEANS WEALTH MANAGEMENT | MEANS INVESTMENT COMPANY
CRD#: 2748 / SEC#: 801-80992, 8-27458
RIA
Registered Investment Advisory firm - SEC (2/19/2015 Approved)Maine
Registered Investment Advisory firm - SEC (2/24/2015 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (3/26/2007 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (7/20/2005 Terminated)BD
Terminated by SEC on 03/31/2019
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Contact information
Main Address
802 Stillwater Ave., Bangor, ME 04401-3614
Mailing Address
Phone number
+1 (207) 947-6763
Established
Maine since 10/01/1981
Firm type
Corporation
Fiscal year end
December
# of Employees
22
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,302 |
| AUM (Assets Under Management) | $ 1,306,705,211 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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Company Information
MEANS WEALTH MANAGEMENT
CRD#: 2748Bangor, ME 04401-3614TRUST BUT VERIFY
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