Donald R. Mead
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Robin Mead was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1974. Donald had worked at 8 firms and has passed the Series 63, Series 3, Series 5 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 1987 - December 24, 1987
LIVINGSTON SECURITIES, INC.
December 11, 1986 - September 15, 1987
BOETTCHER & COMPANY, INC.
April 1, 1986 - December 9, 1986
BWS, INC.
March 9, 1985 - April 1, 1986
BIRR, WILSON & CO., INC.
March 30, 1984 - June 25, 1984
CITIGROUP GLOBAL MARKETS INC.
November 20, 1979 - March 23, 1984
LEHMAN BROTHERS INC.
September 26, 1978 - December 20, 1979
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 28, 1974 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/17/1981
Interest Rate Options ExaminationSeries 1
Date: 8/23/1974
Registered Representative ExaminationCurrent Firm
LIVINGSTON SECURITIES, INC.
CRD#: 16455 / SEC#: , 8-34504
Contact information
Documents
Red Flags
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