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Donald Robin Mead

CRD# 330639·Registered 1974 - 1987
Previously Registered: Being a previously registered professional could mean that Donald is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Donald Robin Mead was a registered financial advisor. Donald was a previously registered financial professional and started their career in finance 1974 - 1987. Donald had worked at 8 firms and has passed the Series 63, Series 3, Series 5 and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

52 years in the financial services industry

Current & Past Employments

LIVINGSTON SECURITIES, INC.·CRD# 16455
BD
October 8, 1987 - December 24, 1987
BOETTCHER & COMPANY, INC.·CRD# 101
BD
December 11, 1986 - September 15, 1987
BWS, INC.·CRD# 17569
BD
April 1, 1986 - December 9, 1986
BIRR, WILSON & CO., INC.·CRD# 93
BD
March 9, 1985 - April 1, 1986
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
March 30, 1984 - June 25, 1984
LEHMAN BROTHERS INC.·CRD# 7506
BD
November 20, 1979 - March 23, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
September 26, 1978 - December 20, 1979
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.·CRD# 572
BD
August 28, 1974 - September 26, 1978

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Current Firm

LS
LIVINGSTON SECURITIES, INC.

AFFILIATED PACIFIC SECURITIES, INC. | SENSEI CORPORATION | NIEBUR L BORST SECURITIES, INC. | LIVINGSTON SECURITIES, INC.

CRD#: 16455 / SEC#: 8-34504
BD
Terminated by FINRA on 09/28/1992

Contact Information

Established

Oregon since 09/25/1985

Firm Type

Corporation

Fiscal Year End

June

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1985About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Oct 1982About the Series 3 exam

Series 5 — Interest Rate Options Examination

Passed Oct 1981

Series 1 — Registered Representative Examination

Passed Aug 1974

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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