John N. Mcveigh
Professional summary
John Newburne Mcveigh III is a registered financial advisor currently at UPLAND CAPITAL MANAGEMENT, LLC located in Savannah, Georgia.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1973. John has worked at 4 firms and has passed the Series 65, Series 63, Series 5, PC, Series 1, Series 12 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Newburne Mcveigh III's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 13, 2002 - Present
UPLAND CAPITAL MANAGEMENT, LLC
March 13, 1978 - June 20, 1995
CREDIT SUISSE SECURITIES (USA) LLC
May 5, 1977 - January 23, 1978
HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED
February 1, 1973 - May 5, 1977
SPENCER TRASK & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/11/2018)
Exams
Series 5
Date: 10/20/1982
Interest Rate Options ExaminationPC
Date: 11/17/1981
AMEX Put and Call ExamSeries 1
Date: 1/25/1973
Registered Representative ExaminationSeries 12
Date: 12/21/1994
NYSE Branch Manager ExaminationCurrent Firm
UPLAND CAPITAL MANAGEMENT, LLC
CRD#: 125664 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 12 |
| AUM (Assets Under Management) | $ 9,125,000 |
Red Flags
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