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Robert Eugene Mcnichol Jr

CRD# 330207·Registered 1970 - 2015
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Eugene Mcnichol JR was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1970 - 2015. Robert had worked at 5 firms and has passed the Series 63, Series 1 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

56 years in the financial services industry

Current & Past Employments

ARIS WEALTH SERVICES INC·CRD# 104577
RIA
State College, PA
April 25, 2011 - May 8, 2015
WALNUT STREET SECURITIES, INC.·CRD# 15840
RIA
State College, PA
July 19, 2007 - September 16, 2008
VICUS CAPITAL, INC.·CRD# 116021
RIA
State College, PA
February 3, 2005 - April 1, 2011
WALNUT STREET SECURITIES, INC.·CRD# 15840
BD
State College, PA
September 5, 2001 - April 11, 2011
1717 CAPITAL MANAGEMENT COMPANY·CRD# 4082
BD
Newark, DE
September 17, 1974 - August 29, 2001
CONSECO FINANCIAL SERVICES, INC.·CRD# 629
BD
April 14, 1970 - November 9, 1974

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Current Firm

AW
ARIS WEALTH SERVICES INC

ARIS WEALTH SERVICES INC | COACH PATERNO.COM INVESTMENT ADVISORS | COACH ILLUSTRATED.COM INVESTMENT ADVISORS | CENTRE ASSET MANAGEMENT

CRD#: 104577 / SEC#: 801-46896

Contact Information

Main Address

270 Walker Dr, State College, PA 16801

Documents

Latest Form ADV

Part 2 Brochures

ARIS WEALTH SERVICES, INC. (7/8/2015)

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2006About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Apr 1970

Series 24 — General Securities Principal Examination

Passed Aug 1987About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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