Robert E. Mcnichol
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Eugene Mcnichol JR was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1970. Robert had worked at 5 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2011 - May 8, 2015
ARIS WEALTH SERVICES INC
July 19, 2007 - September 16, 2008
WALNUT STREET SECURITIES, INC.
February 3, 2005 - April 1, 2011
VICUS CAPITAL, INC.
September 5, 2001 - April 11, 2011
WALNUT STREET SECURITIES, INC.
September 17, 1974 - August 29, 2001
1717 CAPITAL MANAGEMENT COMPANY
April 14, 1970 - November 9, 1974
CONSECO FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 4/6/1970
Registered Representative ExaminationCurrent Firm
ARIS WEALTH SERVICES INC
CRD#: 104577 / SEC#: 801-46896
Contact information
Red Flags
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