David D. Mcneish
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Dixon Mcneish SR, who also goes by David D Mcneish, David Dixon Mcneish, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1965. David had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 1 and F04 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 11, 1994 - August 16, 1996
MERIT CAPITAL ASSOCIATES, INC.
April 19, 1994 - December 31, 2005
DAVID D. MCNEISH, REGISTERED INVESTMENT ADVISOR
March 16, 1993 - May 5, 1994
G.R. STUART & COMPANY, INC.
March 26, 1992 - March 16, 1993
FINANCIAL SECURITIES NETWORK,INC.
June 23, 1986 - October 31, 1988
IMR FINANCIAL SERVICES COMPANY
May 18, 1976 - February 28, 1986
FIRST ALLIANCE FINANCIAL SERVICES, INC.
May 12, 1965 - July 10, 1976
BRECK, MCNEISH, NAGLE AND DE LOREY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/1/1959
Registered Representative ExaminationF04
Date: 4/3/1976
Financial Principal ExaminationCurrent Firm
MERIT CAPITAL ASSOCIATES, INC.
CRD#: 30576 / SEC#: , 8-45013
Contact information
Documents
Disclosures
| Regulatory Event | 16 |
| Arbitration | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
