Ralph Mcnamara
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ralph Mcnamara, who also goes by Deluise Mcnamara, was a registered financial professional .
Ralph is a previously registered financial professional and started their career in finance in 1973. Ralph had worked at 11 firms and has passed the Series 63 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 17, 1988 - July 15, 1989
DONALD & CO. SECURITIES INC.
September 10, 1980 - June 14, 1988
MACPEG, ROSS, O'CONNELL & GOLDABER, INC.
January 21, 1980 - August 28, 1980
BRODIS SECURITIES INCORPORATED
February 2, 1979 - January 2, 1980
TRI-EAGLE SECURITIES INC.
June 8, 1978 - January 8, 1979
PHILIPS, APPEL & WALDEN, INC.
February 24, 1978 - August 10, 1978
MORGAN STANLEY DW INC.
July 7, 1977 - February 24, 1978
DEAN WITTER & CO. INCORPORATED
February 16, 1977 - July 23, 1977
BUTCHER & SINGER INC.
November 17, 1976 - October 14, 1977
SHEARSON HAYDEN STONE INC.
November 8, 1974 - November 17, 1976
SHEARSON HAYDEN STONE INC.
March 8, 1973 - November 8, 1974
HAYDEN STONE INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 00
Date: 3/5/1973
General Securities Principal ExaminationCurrent Firm
DONALD & CO. SECURITIES INC.
CRD#: 7776 / SEC#: , 8-20952
Contact information
Documents
Disclosures
| Regulatory Event | 21 |
| Civil Event | 2 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
