PM
Patrick J. Mcnamara
M HOLDINGS SECURITIES
Ann Arbor, MI 48105-9484
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CRD#: 329999
PM
Professional summary
Patrick Joseph Mcnamara, who also goes by Patrick J Mcnamara, is a registered financial professional currently at M HOLDINGS SECURITIES, INC. located in Ann Arbor, Michigan.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 1972. Patrick has worked at 5 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Patrick J Mcnamara
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Patrick Joseph Mcnamara's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 30, 2000 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 24 Frank Lloyd Wright Drive Suite H3050, Ann Arbor, MI 48105-9484RIA
BD
CRD#: 43285
Ann Arbor, MI
Past
February 9, 1995 - May 31, 2000
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Past
January 22, 1994 - December 31, 1997
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
April 27, 1993 - December 31, 1993
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
January 10, 1991 - December 31, 1994
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Past
February 27, 1975 - January 19, 1989
ILG SECURITIES CORPORATION
BD
CRD#: 422
Past
September 1, 1972 - November 11, 1974
ALEXANDER HAMILTON FINANCIAL INC.
BD
CRD#: 4075
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/11/2004)
RR
Arizona(5/30/2000)
RR
Arkansas(9/24/2024)
RR
California(12/1/2000)
RR
Colorado(3/6/2002)
RR
Connecticut(4/16/2004)
RR
Delaware(3/11/2016)
RR
Florida(5/30/2000)
RR
Georgia(9/14/2004)
RR
Idaho(9/14/2004)
RR
Illinois(5/30/2000)
RR
Indiana(12/1/2000)
RR
Iowa(1/2/2026)
RR
Kansas(3/11/2016)
RR
Kentucky(2/13/2024)
RR
Maryland(4/23/2009)
RR
Massachusetts(5/30/2000)
RR
Michigan(5/30/2000)
RR
Minnesota(3/23/2004)
RR
Missouri(2/13/2024)
RR
Montana(2/4/2004)
RR
Nebraska(1/2/2026)
RR
Nevada(12/1/2000)
RR
New Mexico(12/1/2000)
RR
New York(4/18/2005)
RR
North Carolina(5/30/2000)
RR
Ohio(3/3/2003)
RR
Oklahoma(3/3/2016)
RR
Oregon(9/14/2004)
RR
Pennsylvania(12/1/2000)
RR
South Carolina(9/14/2004)
RR
South Dakota(3/11/2013)
RR
Tennessee(7/31/2024)
RR
Texas(12/1/2000)
RR
Utah(9/15/2004)
RR
Virginia(3/26/2007)
RR
Washington(12/1/2000)
RR
Wisconsin(9/14/2004)
RR
Wyoming(9/14/2004)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 8/24/1972
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
1125 N.w. Couch Street Suite 900, Portland, OR 97209
Mailing Address
P.o. Box 2207, Portland, OR 97208-2207
Phone number
(888) 520-6784
Established
Oregon since 03/21/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,442
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M FINANCIAL HOLDINGS INCORPORATED | EQUITY OWNER | |
| HANEY-JACKSON, LAURA ELIZABETH | VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER | 4771801 |
| LUDWIG, STEVEN CHARLES | CHIEF COMPLIANCE OFFICER | 2440911 |
| ROGERS, MARIA RENEE | PRINCIPAL FINANCIAL OFFICER | 2442526 |
| SCHOONMAKER, MICHAEL SKI | CHIEF EXECUTIVE OFFICER | 2408456 |
Regulatory assets under management
| Total Number of Accounts | 8,234 |
| AUM (Assets Under Management) | $ 4,078,516,284 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/10/2025 | ||
| 11/13/2024 | ||
| 08/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
