Melvin A. Mcmillan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melvin Alfred Mcmillan was a registered financial professional .
Melvin is a previously registered financial professional and started their career in finance in 1969. Melvin had worked at 6 firms and has passed the Series 63, Series 5, PC, Series 1, Series 12, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2012 - November 19, 2013
JHS CAPITAL ADVISORS, LLC
August 20, 2008 - April 11, 2012
PAULSON INVESTMENT COMPANY LLC
August 26, 2005 - August 15, 2008
THE CONCORD EQUITY GROUP, LLC
December 1, 1999 - August 31, 2005
WEDBUSH SECURITIES INC.
April 10, 1984 - December 23, 1999
PIPER SANDLER & CO.
August 21, 1969 - April 5, 1984
FOSTER & MARSHALL INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 5
Date: 6/6/1983
Interest Rate Options ExaminationPC
Date: 9/1/1977
AMEX Put and Call ExamSeries 1
Date: 8/12/1969
Registered Representative ExaminationSeries 12
Date: 5/4/1985
NYSE Branch Manager ExaminationCurrent Firm
JHS CAPITAL ADVISORS, LLC
CRD#: 112097 / SEC#: 801-71238, 8-53232
Contact information
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
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