James C. Mcmichael
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Carl Mcmichael, who also goes by Jim Mcmichael, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1975. James had worked at 14 firms and has passed the Series 65, Series 63, Series 7, Series 1, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2011 - February 8, 2024
VERITAS WEALTH ADVISORS
June 12, 2002 - December 9, 2005
INVESTMENT ARCHITECTS, INC.
July 19, 2001 - June 18, 2002
PENSION PLANNERS SECURITIES, INC.
March 8, 2001 - December 14, 2005
RESOURCE INVESTMENT ARCHITECTS, INC.
July 21, 1998 - July 20, 2001
SENTRA SECURITIES CORPORATION
March 12, 1998 - February 15, 2019
PROFESSIONAL ASSET MANAGEMENT GROUP, INC.
July 25, 1995 - August 16, 1996
WELLS FARGO CLEARING SERVICES, LLC
November 28, 1988 - March 12, 1991
GROSVENOR FINANCIAL, INC.
September 7, 1988 - November 17, 1988
SENTRA SECURITIES CORPORATION
March 10, 1988 - September 13, 1988
JONATHAN ALAN & CO., INC.
December 4, 1978 - February 11, 1988
FIRST AFFILIATED SECURITIES, INC.
January 18, 1978 - July 22, 1980
LOEB PARTNERS
May 5, 1977 - January 18, 1978
HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED
December 23, 1976 - February 10, 1988
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
July 23, 1975 - May 5, 1977
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/19/1975
Registered Representative ExaminationCurrent Firm
VERITAS WEALTH ADVISORS
CRD#: 149762 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 310 |
| AUM (Assets Under Management) | $ 73,832,575 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
