James Carl Mcmichael
Professional Summary
James Carl Mcmichael, who also goes by Jim Mcmichael, was a registered financial advisor. James was a previously registered financial professional and started their career in finance 1975 - 2024. James had worked at 14 firms and has passed the Series 65, Series 63, Series 7, Series 1, Series 24 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jim Mcmichael
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
51 years in the financial services industry
Current & Past Employments
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Current Firm
ASSET FORTRESS ADVISORS | VERITAS WEALTH ADVISORS, L.L.C. | VERITAS WEALTH ADVISORS | VERITAS RETIREMENT GROUP | RICHTER FINANCIAL, INC. | DYNAMIC INCOME ADVISORY SERVICES | ASSET FORTRESS ADVISORS, L.L.C.
Contact Information
Main Address
140 West Huffaker Lane Ste 510, Reno, NV 89511Phone Number
(775) 324-7878# of Employees
3Documents
Regulatory Assets Under Management
Total Number of Accounts
371AUM (Assets Under Management)
$99,036,878Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 1 — Registered Representative Examination
Passed Jul 1975Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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