James P. Mcmahon

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CRD#: 329580

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Patrick Mcmahon was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 1970. James had worked at 7 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2011 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 15, 2014 - October 19, 2021

CRI SECURITIES, LLC

RIA

CRD#: 22589

MINNEAPOLIS, MN

Past

January 15, 2014 - October 17, 2022

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

MINNEAPOLIS, MN

Past

May 1, 1992 - October 19, 2021

CRI SECURITIES, LLC

CRD#: 22589

MINNEAPOLIS, MN

Past

May 1, 1992 - October 17, 2022

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

MINNEAPOLIS, MN

Past

June 13, 1990 - April 22, 1992

KAVANAUGH SECURITIES, INC.

CRD#: 10606

DALLAS, TX

Past

November 19, 1989 - May 23, 1990

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

November 4, 1977 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

November 4, 1970 - November 3, 1977

NORTH STAR EQUITIES COMPANY

CRD#: 4241

Past

November 4, 1970 - November 12, 1986

THE MINNESOTA MUTUAL LIFE INSURANCE COMPANY

CRD#: 2797

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 6/5/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 10/29/1970

Registered Representative Examination

Current Firm

CRI SECURITIES, LLC

C.R.I. SECURITIES, INC. | CRI SECURITIES, LLC | C.R.I. SECURITIES, LLC

CRD#: 22589 / SEC#: 801-62434, 8-39877

Terminated by SEC on 01/14/2022

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Contact information

Main Address

400 Robert Street North, St.paul, MN 55101

Mailing Address

Phone number

Established

Minnesota since 12/01/2004

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

Documents

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
CARPENTER, KIMBERLY KAY	SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER & ANTI-MONEY LAUNDERING COMPLIANCE OFFICER	4266541
FERGUSON, KRISTIN MARY	VICE PRESIDENT, TREASURER, CHIEF FINANCIAL OFFICER & FINOP	6895121

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James P. Mcmahon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SECURIAN FINANCIAL SERVICES, INC.

CRI SECURITIES, LLC

SECURIAN FINANCIAL SERVICES, INC.

KAVANAUGH SECURITIES, INC.

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

NORTH STAR EQUITIES COMPANY

THE MINNESOTA MUTUAL LIFE INSURANCE COMPANY

State Registrations and Notice Filings

Exams

Series 63

Date: 6/5/1986

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 1

Date: 10/29/1970

Current Firm

CRI SECURITIES, LLC

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CRI SECURITIES, LLC

TRUST BUT VERIFY

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