Robert Q. Brown

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CRD#: 32954

Professional summary

Robert Quincy Brown was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Robert is a previously registered financial professional and started their career in finance in 1971. Prior to being barred, Robert had worked at 16 firms, which includes KUHNS BROTHERS SECURITIES CORPORATION, GMS GROUP, WACHOVIA SECURITIES INC., MARION BASS SECURITIES CORPORATION, CIBC WORLD MARKETS CORP., J.P. MORGAN SECURITIES LLC, RAYMOND JAMES & ASSOCIATES INC., HERETH ORR & JONES INC., FIRST CITIZENS MUNICIPAL CORPORATION, HENDERSON FEW & CO., THOMSON MCKINNON SECURITIES INC., MORGAN STANLEY DW INC., DEAN WITTER & CO. INCORPORATED, CITIGROUP GLOBAL MARKETS INC., DUPONT WALSTON INCORPORATED, DUPONT GLORE FORGAN INCORPORATED.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 11, 2003 - March 19, 2008

KUHNS BROTHERS SECURITIES CORPORATION

CRD#: 47331

LAKEVILLE, CT

Past

June 12, 1995 - September 17, 2003

GMS GROUP

CRD#: 8000

EAST HANOVER, NJ

Past

July 17, 1991 - June 15, 1995

WACHOVIA SECURITIES, INC.

CRD#: 431

CHARLOTTE, NC

Past

April 5, 1991 - July 15, 1991

MARION BASS SECURITIES CORPORATION

CRD#: 7961

CHARLOTTE, NC

Past

December 22, 1987 - March 20, 1991

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

July 5, 1984 - December 24, 1987

J.P. MORGAN SECURITIES LLC

CRD#: 79

Past

January 30, 1984 - July 18, 1984

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

Past

March 2, 1982 - December 27, 1983

HERETH, ORR & JONES, INC.

CRD#: 7210

Past

November 19, 1981 - March 2, 1982

FIRST CITIZENS MUNICIPAL CORPORATION

CRD#: 7265

Past

October 30, 1980 - September 1, 1981

FIRST CITIZENS MUNICIPAL CORPORATION

CRD#: 7265

Past

May 22, 1980 - September 26, 1980

WACHOVIA SECURITIES, INC.

CRD#: 431

CHARLOTTE, NC

Past

August 2, 1979 - May 10, 1980

HENDERSON, FEW & CO.

CRD#: 6977

Past

April 19, 1978 - August 2, 1979

THOMSON MCKINNON SECURITIES INC.

CRD#: 829

Past

February 28, 1978 - May 17, 1978

MORGAN STANLEY DW INC.

CRD#: 7556

Past

July 8, 1975 - February 28, 1978

DEAN WITTER & CO. INCORPORATED

CRD#: 6466

Past

November 19, 1973 - September 23, 1974

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

Past

July 2, 1973 - November 16, 1973

DUPONT WALSTON, INCORPORATED

CRD#: 870

Past

September 28, 1971 - July 2, 1973

DUPONT GLORE FORGAN INCORPORATED

CRD#: 325

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 10/10/1979

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 1

Date: 9/15/1971

Registered Representative Examination

Current Firm

KUHNS BROTHERS SECURITIES CORPORATION

CRD#: 47331 / SEC#: , 8-51748

Terminated by SEC on 02/04/2018

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Contact information

Main Address

Mailing Address

Phone number

Established

Delaware since 03/15/1999

Firm type

Corporation

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
KUHNS BROTHERS, INC.	PARENT COMPANY
BLOCH, HARRY NATHANIEL II	FINOP	23688
KUHNS, JOHN DOUGLAS	CHAIRMAN/CEO	851444
NORTH, THADDEUS JAMES	CHIEF COMPLIANCE OFFICER	2100909

Disclosures

Regulatory Event

Red Flags

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Firm Stability Insights

Robert Q. Brown

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GMS GROUP

WACHOVIA SECURITIES, INC.

MARION BASS SECURITIES CORPORATION

CIBC WORLD MARKETS CORP.

J.P. MORGAN SECURITIES LLC

RAYMOND JAMES & ASSOCIATES, INC.

HERETH, ORR & JONES, INC.

FIRST CITIZENS MUNICIPAL CORPORATION

FIRST CITIZENS MUNICIPAL CORPORATION

WACHOVIA SECURITIES, INC.

HENDERSON, FEW & CO.

THOMSON MCKINNON SECURITIES INC.

MORGAN STANLEY DW INC.

DEAN WITTER & CO. INCORPORATED

CITIGROUP GLOBAL MARKETS INC.

DUPONT WALSTON, INCORPORATED

DUPONT GLORE FORGAN INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 10/10/1979

Series 1

Date: 9/15/1971

Current Firm

KUHNS BROTHERS SECURITIES CORPORATION

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

KUHNS BROTHERS SECURITIES CORPORATION

TRUST BUT VERIFY

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