George J. Mcliney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Joseph Mcliney JR was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1970. George had worked at 3 firms and has passed the Series 7TO, Series 52TO, Series 99TO, SIE, Series 50, Series 53, Series 24, Series 27 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2019 - January 17, 2025
SAMCO CAPITAL MARKETS, INC.
October 3, 2012 - October 2, 2019
MCLINEY AND COMPANY
December 5, 1975 - September 10, 2012
MCLINEY AND COMPANY
November 30, 1970 - May 7, 1974
MC LINEY & COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 00
Date: 8/14/1970
General Securities Principal ExaminationCurrent Firm
SAMCO CAPITAL MARKETS, INC.
CRD#: 136532 / SEC#: , 8-67023
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
