Donald A. Mcleod

ALPHA ASSET ADVISORS LLC

BLOOMFIELD HILLS, MI 48304

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CRD#: 329460

Professional summary

Donald A Mcleod, who also goes by Don Mcleod, is a registered financial advisor currently at ALPHA ASSET ADVISORS LLC located in Bloomfield Hills, Michigan.

Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1969. Donald has worked at 11 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Don Mcleod

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) THE MCLEOD GROUP INC President/owner who provides employee benefit services non investment related business located at branch location. 3) DBA:MCLEOD FINANCIAL SERVICES CO-non investment related business located at branch location. 4) THE MCLEOD-KOSKI AGENCY INC-Owner/Independent Rep of Fixed Insurance Agency with various insurance companies non investment related business located at branch location.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald A Mcleod's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 4, 2025 - Present

ALPHA ASSET ADVISORS LLC

Office #1: 6001 Adams Suite 201, Bloomfield Hills, MI 48304

RIA

CRD#: 295093

BLOOMFIELD HILLS, MI

Past

June 6, 2023 - February 4, 2025

GENEOS WEALTH MANAGEMENT, INC.

RIA

CRD#: 120894

Bloomfield Hills, MI

Past

September 7, 2017 - February 4, 2025

GENEOS WEALTH MANAGEMENT, INC.

CRD#: 120894

Bloomfield Hills, MI

Past

December 23, 2015 - June 1, 2023

CG ADVISORY SERVICES

RIA

CRD#: 110929

BLOOMFIELD, MI

Past

October 5, 2015 - September 11, 2017

WFG INVESTMENTS, INC.

CRD#: 22704

Bloomfield Hills, MI

Past

December 14, 2010 - October 6, 2015

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

BLOOMFIELD HILLS, MI

Past

September 28, 2009 - October 6, 2015

INVEST FINANCIAL CORPORATION

CRD#: 12984

BLOOMFIELD HILLS, MI

Past

January 29, 2007 - September 29, 2009

OSAIC WEALTH, INC.

CRD#: 23131

BLOOMFIELD HILLS, MI

Past

May 7, 2001 - February 2, 2007

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

BLOOMFIELD, MI

Past

November 20, 1989 - December 11, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

November 19, 1989 - June 5, 2001

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

January 20, 1988 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

October 11, 1983 - July 24, 1986

AETNA LIFE INSURANCE AND ANNUITY COMPANY

CRD#: 13256

Past

September 27, 1983 - February 1, 1988

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

Past

May 1, 1969 - May 17, 1983

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(2/4/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/8/2017

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/7/2010

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 4/24/1969

Registered Representative Examination

Current Firm

ALPHA ASSET ADVISORS LLC

CRD#: 295093 / SEC#:

Michigan

Registered Investment Advisory firm - (1/11/2019 Approved)

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Contact information

Main Address

306 South Washington Ave. Suite 228, Royal Oak, MI 48067

Mailing Address

Phone number

(248) 549-8888

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	42
AUM (Assets Under Management)	$ 15,800,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Donald A. Mcleod

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald A Mcleod's CRS (Customer Relationship Summary).

Certified licenses

Experience

GENEOS WEALTH MANAGEMENT, INC.

GENEOS WEALTH MANAGEMENT, INC.

CG ADVISORY SERVICES

WFG INVESTMENTS, INC.

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

OSAIC WEALTH, INC.

AMERITAS INVESTMENT COMPANY, LLC

INTEGRATED RESOURCES EQUITY CORPORATION

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

AETNA LIFE INSURANCE AND ANNUITY COMPANY

JOHN HANCOCK DISTRIBUTORS LLC

LINCOLN FINANCIAL DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/8/2017

Series 65

Date: 12/7/2010

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 1

Date: 4/24/1969

Current Firm

ALPHA ASSET ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ALPHA ASSET ADVISORS LLC

TRUST BUT VERIFY

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