Robert T. Mcknight
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Taylor Mcknight, who also goes by Bob Mcknight, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1969. Robert had worked at 8 firms and has passed the Series 7TO, SIE, Series 1 and V06 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 23, 2023 - July 11, 2024
LEVEL FOUR FINANCIAL, LLC
June 10, 2002 - November 2, 2023
INTERVEST INTERNATIONAL EQUITIES CORPORATION
August 5, 1998 - June 10, 2002
CONSECO SECURITIES, INC.
October 1, 1996 - August 8, 1997
OSAIC FA, INC.
February 9, 1990 - October 1, 1996
UNUM SALES CORPORATION
February 28, 1983 - August 5, 1998
CONSECO FINANCIAL SERVICES, INC.
April 27, 1971 - July 3, 1986
SOUTHWESTERN MANAGEMENT & RESEARCH CORPORATION
August 22, 1969 - August 20, 1971
SOUTHWESTERN LIFE INSURANCE COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 7/23/1971
Registered Representative ExaminationV06
Date: 8/21/1969
Variable Annuities Module ExaminationCurrent Firm
LEVEL FOUR FINANCIAL, LLC
CRD#: 25700 / SEC#: 801-65811, 8-41965
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
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