Charles L. Mckinney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Lindsey Mckinney, who also goes by Charles L Mckinney, Mac Mckinney, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1952. Charles had worked at 5 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 1996 - January 17, 1997
WEST AMERICA SECURITIES CORP
March 28, 1995 - March 19, 1996
H.J. MEYERS & CO., INC.
January 25, 1991 - June 27, 1995
MEYERS SECURITIES CORPORATION
May 8, 1990 - December 11, 1990
T.R. WINSTON & COMPANY, LLC
October 8, 1952 - January 2, 1990
C. L. MCKINNEY & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WEST AMERICA SECURITIES CORP
CRD#: 35035 / SEC#: , 8-46494
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KAY, ROBERT BRIAN | PRESIDENT, CEO, CCO & FINOP | 1133657 |
| MID AMERICA CAPITAL CORP. | HOLDING COMPANY |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
