Robert K. Mckinlay
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Kotter Mckinlay was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1973. Robert had worked at 6 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 1988 - November 15, 1990
ALPHATECH INVESTMENTS
February 2, 1987 - March 29, 1988
ROTH WELLINGTON & COMPANY, LTD.
August 14, 1985 - January 8, 1987
NATIONAL CLEARING CORP.
June 19, 1982 - August 13, 1985
COORDINATED EQUITIES, INC.
February 12, 1973 - February 22, 1983
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
February 12, 1973 - February 22, 1983
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/5/1973
Registered Representative ExaminationCurrent Firm
ALPHATECH INVESTMENTS
CRD#: 15201 / SEC#: , 8-31839
Contact information
Documents
Red Flags
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