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JM

James C. Mc Kennon

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CRD#: 328785
JM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Curtis Mc Kennon, who also goes by James Curtis Mckennon, Jim Mckennon, was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 1972. James had worked at 13 firms and has passed the Series 66, Series 63 and Series 1 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


James Curtis Mckennon | Jim Mckennon

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) RASBERRY & ASSOCIATES AND SAFE HARBOR FINANCIAL�, Title: INSURANCE AGENT�, Description: INSURANCE SALES, Start Date: 01-01-2020, Address: LAUREL, MS, Investment-related? NO, Hours per month: 10, During trading hours: 10 (2) SAFE HARBOR FINANCIAL�, Title: INSURANCE AGENT�, Description: INSURANCE SALES, Start Date: 07-04-1985, Address: PHILLADELPHIA, PA, Investment-related? NO, Hours per month: 10, During trading hours: 10 (3) MONEY MANAGEMENT INC, Title: CEO��, Description: HAS SOME INS. CONTRACTS IN IT AND PAYS RENEWALS. PLACED IN DAUGHTER'S NAME BUT WILL BE CHANGING OVER TO ME TO PAY RENEWALS INCOME. LESS THAN 1 HOUR PER MONTH. STARTED IN 1975. NO PLAN FOR FUTURE BUSINESS UNDER THIS COMPANY.�, Start Date: 05-28-1985, Address: 108 E MONTICELLO, BROOKHAVEN, MS, Investment-related? NO, Hours per month: 1, During trading hours: 1 (4) NATIONAL GOLD CONSULTANTS, Title: AGENT, Description: SALE OF PRECIOUS METALS, Start Date: 07-13-1985, Address: 108 E MONTICELLO ST. BROOKHAVEN, MS 39601, Investment-related? NO, Hours per month: LESS THAN 10HRS, During trading hours: 1

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

April 29, 2024 - July 15, 2024

WEALTH WATCH ADVISORS, INC

RIA
CRD#: 172002
Brookhaven, MS
Past

May 11, 2023 - May 19, 2023

IAMS WEALTH MANAGEMENT, LLC

RIA
CRD#: 286085
Brookhaven, MS
Past

September 24, 2020 - May 10, 2023

VIRTUE CAPITAL MANAGEMENT, LLC

RIA
CRD#: 167816
BROOKHAVEN, MS
Past

November 1, 2013 - September 25, 2020

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA
CRD#: 141413
BROOKHAVEN, MS
Past

July 23, 2013 - November 12, 2013

WRP INVESTMENTS, INC.

RIA
CRD#: 7365
BROOKHAVEN, MS
Past

August 26, 2011 - November 12, 2013

WRP INVESTMENTS, INC.

BD
CRD#: 7365
BROOKHAVEN, MS
Past

June 17, 2003 - September 6, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
BROOKHAVEN, MS
Past

August 28, 2000 - July 3, 2006

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

August 28, 2000 - September 6, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
BROOKHAVEN, MS
Past

June 25, 1996 - August 25, 2000

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

June 25, 1996 - August 25, 2000

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN
Past

May 26, 1995 - October 2, 1995

SECURITIES AMERICA, INC.

BD
CRD#: 10205
LAVISTA, NE
Past

October 24, 1989 - June 9, 1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

February 26, 1988 - September 6, 1989

NEW ENGLAND SECURITIES

BD
CRD#: 615
NEW YORK, NY
Past

December 12, 1977 - November 30, 1987

THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK

BD
CRD#: 2873
NEW YORK, NY
Past

December 12, 1977 - November 30, 1987

MONY SECURITIES CORPORATION

BD
CRD#: 4386
NEW YORK, NY
Past

November 9, 1972 - December 20, 1975

NYLIFE SECURITIES LLC

BD
CRD#: 5167

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WW
WEALTH WATCH ADVISORS, INC
ALPHALINK INVESTMENTS, LTD | WORTH RETIREMENT ADVISORS | WEST TEXAS SENIOR RESOURCES | WEALTH WATCH ADVISORS, LLC | WEALTH WATCH ADVISORS, INC. | WEALTH WATCH ADVISORS, INC | TRUSKOR WEALTH GROUP | THE WEALTH ADVOCATE INVESTMENT GROUP LLC | STRONG FINANCIAL, INC | SOLOMON GROUP FINANCIAL SERVICES | SHIELD FINANCIAL AND INSURANCE SERVICES, INC. | SCOTT FINANCIAL SERVICES | SANDERS INDEPENDENT CONSULTING | RETIRE HAPPILY | PACKARD ADVISORY | J. MARTIN WEALTH MANAGEMENT | HUGHES RETIREMENT & FINANCIAL STRATEGIES | HEART FINANCIAL GROUP | GOLDLINE FINANCIAL SERVICES | E. H. HOWARD WEALTH MANGEMENT, LLC. | CSE CAPITAL MANAGEMENT AND INSURANCE SERVICES, INC | CLEAR DIRECTION FINANCIAL | CANNON FINANCIAL GROUP | ALTUS WEALTH STRATEGIES, INC

CRD#: 172002 / SEC#: 801-96180

RIA
Registered Investment Advisory firm - (5/6/2015 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 8/25/2000
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 1
Date: 11/1/1972
Registered Representative Examination

Current Firm


WW
WEALTH WATCH ADVISORS, INC
ALPHALINK INVESTMENTS, LTD | WORTH RETIREMENT ADVISORS | WEST TEXAS SENIOR RESOURCES | WEALTH WATCH ADVISORS, LLC | WEALTH WATCH ADVISORS, INC. | WEALTH WATCH ADVISORS, INC | TRUSKOR WEALTH GROUP | THE WEALTH ADVOCATE INVESTMENT GROUP LLC | STRONG FINANCIAL, INC | SOLOMON GROUP FINANCIAL SERVICES | SHIELD FINANCIAL AND INSURANCE SERVICES, INC. | SCOTT FINANCIAL SERVICES | SANDERS INDEPENDENT CONSULTING | RETIRE HAPPILY | PACKARD ADVISORY | J. MARTIN WEALTH MANAGEMENT | HUGHES RETIREMENT & FINANCIAL STRATEGIES | HEART FINANCIAL GROUP | GOLDLINE FINANCIAL SERVICES | E. H. HOWARD WEALTH MANGEMENT, LLC. | CSE CAPITAL MANAGEMENT AND INSURANCE SERVICES, INC | CLEAR DIRECTION FINANCIAL | CANNON FINANCIAL GROUP | ALTUS WEALTH STRATEGIES, INC

CRD#: 172002 / SEC#: 801-96180

RIA
Registered Investment Advisory firm - (5/6/2015 Approved)
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Contact information


Main Address
S Valley Hwy 8310, Englewood, CO 80112
Mailing Address
Phone number
(855) 822-3708
Established
Firm type
Fiscal year end
# of Employees
54

SEC notice filing (25 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/31/2025)

Regulatory assets under management


Total Number of Accounts3,556
AUM (Assets Under Management)$ 473,650,570

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WEALTH WATCH ADVISORS, INC

CRD#: 172002

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