James C. Mc Kennon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Curtis Mc Kennon, who also goes by James Curtis Mckennon, Jim Mckennon, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1972. James had worked at 13 firms and has passed the Series 66, Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2024 - July 15, 2024
WEALTH WATCH ADVISORS, INC
May 11, 2023 - May 19, 2023
IAMS WEALTH MANAGEMENT, LLC
September 24, 2020 - May 10, 2023
VIRTUE CAPITAL MANAGEMENT, LLC
November 1, 2013 - September 25, 2020
BROOKSTONE CAPITAL MANAGEMENT LLC
July 23, 2013 - November 12, 2013
WRP INVESTMENTS, INC.
August 26, 2011 - November 12, 2013
WRP INVESTMENTS, INC.
June 17, 2003 - September 6, 2011
AMERIPRISE FINANCIAL SERVICES, LLC
August 28, 2000 - July 3, 2006
IDS LIFE INSURANCE COMPANY
August 28, 2000 - September 6, 2011
AMERIPRISE FINANCIAL SERVICES, LLC
June 25, 1996 - August 25, 2000
IDS LIFE INSURANCE COMPANY
June 25, 1996 - August 25, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
May 26, 1995 - October 2, 1995
SECURITIES AMERICA, INC.
October 24, 1989 - June 9, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 26, 1988 - September 6, 1989
NEW ENGLAND SECURITIES
December 12, 1977 - November 30, 1987
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
December 12, 1977 - November 30, 1987
MONY SECURITIES CORPORATION
November 9, 1972 - December 20, 1975
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
WEALTH WATCH ADVISORS, INC
CRD#: 172002 / SEC#: 801-96180
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/1/1972
Registered Representative ExaminationCurrent Firm
WEALTH WATCH ADVISORS, INC
CRD#: 172002 / SEC#: 801-96180
Contact information
SEC notice filing (25 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,556 |
| AUM (Assets Under Management) | $ 473,650,570 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
