Robert K. Mckelvey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Kevin Mckelvey was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1970. Robert had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 15, PC, Series 1, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 2015 - March 1, 2017
EMERGENT FINANCIAL GROUP, INC.
March 28, 2000 - March 1, 2017
EMERGENT FINANCIAL GROUP, INC.
January 8, 1991 - March 27, 2000
ROBERT W. BAIRD & CO. INCORPORATED
September 15, 1989 - January 30, 1991
PRUDENTIAL EQUITY GROUP, LLC
April 24, 1987 - September 15, 1989
THOMSON MCKINNON SECURITIES INC.
May 14, 1980 - March 25, 1987
COLLIERS SECURITIES LLC
January 30, 1979 - February 19, 1991
MORGAN STANLEY DW INC.
January 18, 1978 - February 26, 1979
LOEB PARTNERS
May 5, 1977 - January 18, 1978
HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED
September 6, 1973 - May 5, 1977
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
August 10, 1972 - September 20, 1973
G M CLARK & CO INC
June 23, 1971 - September 21, 1972
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
December 29, 1970 - July 17, 1971
DUPONT WALSTON, INCORPORATED
July 24, 1970 - January 3, 1971
F I DUPONT GLORE FORGAN & CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 10/19/1988
Foreign Currency Options ExaminationPC
Date: 8/16/1982
AMEX Put and Call ExamSeries 1
Date: 7/26/1968
Registered Representative ExaminationCurrent Firm
EMERGENT FINANCIAL GROUP, INC.
CRD#: 37891 / SEC#: , 8-47997
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VTMW CAPITAL MANAGEMENT, LTD. | 100% DIRECT OWNER | |
| GOETSCH, MICHAEL RAY | PRESIDENT | 1807841 |
| JENKINS, CYNTHIA MADELYN | FINANCIAL AND OPERATIONS PRINCIPAL | 706510 |
| MCKELVEY, ROBERT KEVIN | CHIEF INVESTMENT OFFICER, CHAIRMAN OF THE BOARD, CHIEF COMPLIANCE OFFICER | 328695 |
| VOLDNESS, PETER BRIAN | CHIEF EXECUTIVE OFFICER | 872727 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
