James A. Mckee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Anthony Mckee was a registered financial advisor .
James is a previously registered financial advisor and started their career in finance in 1969. James had worked at 9 firms and has passed the Series 63, Series 65, Series 5, Series 7, Series 1, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2003 - December 31, 2006
ATTIVO LEGACY ADVISORS, LLC
April 11, 1995 - November 29, 2004
FINANCIAL WEST GROUP
December 17, 1991 - March 20, 1995
THE SECURITIES CENTER, INC.
January 12, 1987 - December 9, 1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
July 21, 1986 - January 19, 1987
WS GRIFFITH SECURITIES, INC.
September 3, 1985 - December 9, 1991
EQUITABLE ADVISORS, LLC
November 22, 1983 - December 9, 1986
THE SECURITIES CENTER, INC.
June 24, 1983 - March 8, 1984
INTERNATIONAL INVESTMENT BROKERS, INC.
March 1, 1977 - September 16, 1978
E. F. HUTTON & COMPANY INC
November 19, 1969 - July 12, 1972
ALLSTATE ENTERPRISES MANAGEMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 11/28/1984
Interest Rate Options ExaminationSeries 1
Date: 11/13/1969
Registered Representative ExaminationCurrent Firm
ATTIVO LEGACY ADVISORS, LLC
CRD#: 109195 / SEC#: 801-55305
Contact information
Regulatory assets under management
| Total Number of Accounts | 113 |
| AUM (Assets Under Management) | $ 16,000,000 |
Red Flags
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