Gary P. Mckae
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Peter Mckae, who also goes by Gary Peter Maciolek, was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1971. Gary had worked at 14 firms and has passed the Series 65, Series 63, Series 15, Series 5, Series 3, PC, Series 000, Series 1 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 2013 - December 31, 2017
7-13 CAPITAL LLC
August 14, 2002 - September 4, 2008
INVESTMENT TRACKING SERVICES, LLC
September 3, 1998 - August 1, 2000
NORTH COAST SECURITIES CORPORATION
January 2, 1998 - June 18, 1998
MORGAN FULLER CAPITAL GROUP, LLC
June 27, 1995 - November 8, 1995
ROUND HILL SECURITIES, INC.
June 5, 1987 - March 7, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 4, 1985 - May 13, 1987
UBS FINANCIAL SERVICES INC.
August 3, 1984 - October 3, 1985
FINANCIAL SQUARE PARTNERS
February 1, 1983 - July 16, 1984
BECKER PARIBAS INCORPORATED
September 16, 1977 - March 4, 1983
PRUDENTIAL EQUITY GROUP, LLC
August 27, 1976 - September 16, 1977
BACHE HALSEY STUART INC.
February 27, 1976 - August 27, 1976
BACHE & CO INCORPORATED
March 4, 1974 - February 27, 1976
BACHE & CO., INCORPORATED
September 13, 1971 - March 23, 1974
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 6/15/1989
Foreign Currency Options ExaminationSeries 5
Date: 3/13/1989
Interest Rate Options ExaminationPC
Date: 1/28/1985
AMEX Put and Call ExamSeries 000
Date: 9/8/1971
General Securities Principal ExaminationSeries 1
Date: 9/8/1971
Registered Representative ExaminationSeries 8
Date: 1/28/1985
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
7-13 CAPITAL LLC
CRD#: 169016 / SEC#:
Contact information
Red Flags
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