Gary S. Mcham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Sanford Mcham was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1972. Gary had worked at 8 firms and has passed the Series 66, Series 63, PC, Series 1, Series 28, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2018 - November 9, 2021
YORK AVENUE LLC
March 29, 2011 - October 22, 2018
MCHAM TAYLOR & CO.
January 2, 2009 - April 4, 2011
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
October 22, 2003 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 4, 1999 - April 4, 2011
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 2, 1990 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
June 8, 1979 - June 12, 1990
CITIGROUP GLOBAL MARKETS INC.
August 20, 1975 - May 6, 1978
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
July 27, 1972 - July 18, 1975
J.C. BRADFORD & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 1/15/1982
AMEX Put and Call ExamSeries 1
Date: 7/19/1972
Registered Representative ExaminationSeries 28
Date: 11/30/1990
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
YORK AVENUE LLC
CRD#: 298945 / SEC#:
Contact information
Red Flags
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