Thomas J. Mcgreal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas James Mcgreal was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1970. Thomas had worked at 13 firms and has passed the Series 63, Series 55, Series 1, Series 8, Series 27 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 2001 - June 25, 2001
FULCRUM GLOBAL PARTNERS LLC
February 4, 1992 - April 30, 2001
NOMURA SECURITIES INTERNATIONAL, INC.
March 8, 1991 - January 20, 1992
GRUNTAL & CO., L.L.C.
July 11, 1989 - March 28, 1991
NORDBERG CAPITAL PARTNERS, INC.
September 4, 1986 - May 17, 1989
TRINITY TRADING COMPANY, LTD.
February 3, 1986 - September 16, 1986
INGHAM, BECKER & CO., INC.
July 2, 1984 - November 30, 1985
WOOLCOTT & CO., INC.
May 15, 1978 - July 19, 1978
MARKETIMING, INCORPORATED
May 12, 1978 - October 19, 1982
BREAN MURRAY & CO., INC.
June 6, 1977 - June 3, 1978
ADVEST, INC.
May 6, 1976 - July 17, 1977
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
June 23, 1971 - May 10, 1976
WILLIAM D. WITTER, INC.
October 12, 1970 - July 7, 1971
KEYBANC CAPITAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/25/2000
Limited Representative-Equity Trader ExamSeries 1
Date: 4/7/1969
Registered Representative ExaminationSeries 8
Date: 5/26/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Series 40
Date: 9/13/1971
Registered Principal ExaminationCurrent Firm
FULCRUM GLOBAL PARTNERS LLC
CRD#: 104455 / SEC#: , 8-52921
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PETRYCKI, MICHAEL CARL | CEO/MANAGING MEMBER | 1022066 |
| CAROL A. FERENTZ AS TRUSTEE FOR MICHAEL M. PETRYCKI TRUST | SHAREHOLDER | |
| NEEDLEMAN, HARRY | COO/CHIEF LEGAL OFFICER/ MANAGING MEMBER | 1661267 |
| ROSEMONT PARTNERS I, L.P. | MEMBER | |
| CAROL A. FERENTZ AS TRUSTEE FOR TIMOTHY C. PETRYCKI TRUST | SHAREHOLDER | |
| FERENTZ, CAROL A. | TRUSTEE FOR TIMOTHY C. PETRYCKI | |
| FERENTZ, CAROL A. | TRUSTEE FOR MICHAEL M. PETRYCKI | |
| GOLDMAN, ALAN FRANKLIN | CHIEF FINANCIAL OPERATIONS OFFICER | 1148720 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
