John M. Mcgrath
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Mitchell Mcgrath was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1968. John had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2012 - December 14, 2015
PIM FINANCIAL SERVICES, INC.
April 25, 2008 - December 9, 2010
PIM FINANCIAL SERVICES, INC.
March 13, 2002 - January 7, 2021
OSAIC WEALTH, INC.
September 9, 1988 - March 13, 2002
PIM FINANCIAL SERVICES, INC.
December 10, 1968 - September 27, 1988
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/2/1968
Registered Representative ExaminationCurrent Firm
PIM FINANCIAL SERVICES, INC.
CRD#: 10547 / SEC#: 801-72856, 8-27340
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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