John O Day
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John O Day, who also goes by John Joseph O'day, John J Oday, John Joseph Oday, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2017. John had worked at 3 firms and has passed the SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2019 - August 12, 2021
MERRILL LYNCH PROFESSIONAL CLEARING CORP.
October 10, 2018 - October 19, 2023
BOFA SECURITIES, INC.
February 22, 2017 - August 11, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD#: 16139 / SEC#: , 8-33359
Contact information
Documents
Disclosures
| Regulatory Event | 55 |
| Arbitration | 1 |
Red Flags
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