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Charles V. Aquino

EDGEPOINT CAPITAL ADVISORS LLC
Beachwood, OH 44122
Some features on this profile are disabled
CRD#: 3278740
CA

Professional summary

Charles V Aquino is a registered financial professional currently at EDGEPOINT CAPITAL ADVISORS LLC located in Beachwood, Ohio.

Charles is registered as a RR (Registered Representative) and started their career in finance in 1999. Charles has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Charles V Aquino's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 25, 2024 - Present

EDGEPOINT CAPITAL ADVISORS LLC

Office #1: 2000 Auburn Drive, Suite 330, Beachwood, OH 44122
BD
CRD#: 143695
Beachwood, OH
Past

May 15, 2017 - July 20, 2023

CITIZENS CAPITAL MARKETS

BD
CRD#: 277073
Cleveland, OH
Past

April 7, 2005 - May 12, 2017

WESTERN RESERVE PARTNERS LLC

BD
CRD#: 133158
CLEVELAND, OH
Past

August 4, 2000 - July 7, 2004

KEYBANC CAPITAL MARKETS INC.

BD
CRD#: 566
CLEVELAND, OH
Past

December 17, 1999 - July 25, 2000

ABN AMRO SECURITIES LLC

BD
CRD#: 6540
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(8/28/2024)
RR
Illinois
(8/5/2024)
RR
Indiana
(1/8/2025)
RR
Nevada
(10/15/2025)
RR
Ohio
(1/29/2024)
RR
South Carolina
(1/2/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 1/5/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/16/1999
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/15/2018
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

EC
EDGEPOINT CAPITAL ADVISORS LLC
EDGEPOINT CAPITAL ADVISORS LLC

CRD#: 143695 / SEC#: , 8-67594

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
2000 Auburn Drive, Suite 330, Beachwood, OH 44122
Mailing Address
2000 Auburn Drive Suite 330, Beachwood, OH 44122
Phone number
(216) 831-2430
Established
Ohio since 10/01/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (22 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
EP HOLDCO CORPSHAREHOLDER OF CLASS A SHARES OF EDGEPOINT CAPITAL ADVISORS LLC
KEEFE, MATTHEW FRANCISSHAREHOLDER OF CLASS B SHARES OF EDGEPOINT CAPITAL ADVISORS LLC5064000
STAFFORD, THOMAS GORDON JRSHAREHOLDER OF CLASS B SHARES OF EDGEPOINT CAPITAL ADVISORS LLC4506126
HERUBIN, JOHN FELIXMANAGING DIRECTOR/CCO4343060
ZUCKER, THOMAS CHARLESPRESIDENT, FINOP

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EDGEPOINT CAPITAL ADVISORS LLC

CRD#: 143695Beachwood, OH 44122

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