Lijun Tan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lijun Tan, who also goes by Li Jun Tan, Wilson Tan, was a registered financial professional .
Lijun is a previously registered financial professional and started their career in finance in 1999. Lijun had worked at 6 firms and has passed the Series 63, SIE, Series 3, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 25, 2005 - December 5, 2014
GLENDALE SECURITIES, INC.
April 25, 2002 - May 17, 2005
GREAT EASTERN SECURITIES, INC.
June 28, 2001 - April 9, 2002
GLOBAL ACCESS FINANCIAL SERVICES
March 6, 2001 - June 15, 2001
WHITE PACIFIC SECURITIES, INC.
November 9, 1999 - March 9, 2001
MARKETREND SECURITIES, LTD.
September 8, 1999 - March 29, 2001
QUEST CAPITAL STRATEGIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/16/2001
Limited Representative-Equity Trader ExamCurrent Firm
GLENDALE SECURITIES, INC.
CRD#: 123649 / SEC#: , 8-65604
Contact information
FINRA licenses (47 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
