Umesh Subramanian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Umesh Subramanian was a registered financial professional .
Umesh is a previously registered financial professional and started their career in finance in 2006. Umesh had worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2026 - July 28, 2026
CITADEL SECURITIES LLC
December 27, 2018 - July 28, 2026
CITADEL CLEARING LLC
July 23, 2014 - June 12, 2017
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
February 8, 2006 - July 13, 2018
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
CITADEL SECURITIES LLC
CRD#: 116797 / SEC#: , 8-53574
Contact information
FINRA licenses (15 States and Territories)
Documents
Disclosures
| Regulatory Event | 75 |
| Arbitration | 1 |
Red Flags
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