Michael Timothy Cox Mr.
Professional Summary
Michael Timothy Cox MR., who also goes by Michael Timothy Cox, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1999 - 2019. Michael had worked at 3 firms and has passed the Series 65 and Series 62 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Michael Timothy Cox
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
27 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
EL CAPITAN ADVISORS | EL CAPITAN ADVISORS, LLC | EL CAPITAN ADVISORS, INC.
Contact Information
Main Address
1900 State Street Suite J, Santa Barbara, CA 93101Phone Number
(833) 463-5227# of Employees
9Documents
Regulatory Assets Under Management
Total Number of Accounts
1,038AUM (Assets Under Management)
$7,425,381,304Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/12/2023 | Cover Page | Report |
| 05/09/2023 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Aug 1999Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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